Associate Financial Advisor – Financial Services Industry
Well established, independent financial services firm in Midvale, UT seeks a talented and professional Associate Financial Advisor/Wealth Advisor to join a fast paced team.

If you are an experienced Financial Advisor who loves working with clients but is not as skilled at prospecting AND you are looking for rewarding and meaningful work then do not miss this great opportunity!

The Associate Wealth Advisor/Financial Advisor is an integral part of the organization. This position is responsible for providing financial planning and investment advice to the firm’s small to mid size clients. Some of the duties performed by this position include working with the firm’s prospects and clients, making investment recommendations, formulating financial plans and affecting transactions.

We are energetic, collaborative and client service-focused. Our clients come first. We expect top performance and a can-do, committed attitude from all team members.

Previous financial services experience and licenses are a must. A college degree is not required but preferred.

An Attractive compensation and benefits package awaits the successful candidate.

Position Requirements:
• Bachelors degree in Finance or a business related field or equivalent professional experience
• Series 7 licenses, Series 63 and 65 OR Series 66
• State insurance license preferred
• Knowledge of investment products, including equities, mutual funds and insurance
• Knowledge of financial planning concepts
• Knowledge of securities industry rules and regulations
• Ability to prospect and close new clients generated through firm’s marketing efforts
• Skill in effective verbal and written communications
• Skill in utilizing various software packages such as Microsoft Office, Outlook, and Excel

Position Duties/Tasks:
This position is responsible for, but not limited to the following:
• Provide appropriate investment advice to clients based on client’s investment objectives and suitability.
o Analyze and evaluate client portfolios.
o Make investment recommendations involving stocks, bonds, mutual funds, and insurance.
o Conduct investment research.
o Prepare financial plans based on client needs.
• Provide on-going service to clients including making regular client contact.
• Meet all regulatory obligations, including, but not limited to, maintenance of logs & blotters, record keeping, client communication and client suitability reviews and updates.
• Services and delivers financial planning to the firm’s small to mid-size clients.
• Assists in research.
• Assists the Senior Wealth Advisor as requested.

EOE

Contact: Laurie Burkhard
Email: lburkhard@saionline.com

Mail resume and cover letter to:
lburkhard@saionline.com